Briefings
Letter to the SEC Regarding FINRA Rule 4210
- By: admin
- On: 02/26/2016 11:57:08
- In: 2016 Briefings
The Association of Institutional INVESTORS recently submitted comments to the U.S. Securities and Exchange Commission regarding specific questions or matters relevant to the asset management industry raised by the Commission in its January 14th Order concerning the pending proposed rule change of the Financial Industry Regulatory Authority, Inc. with respect to FINRA Rule 4210.
Read the entire letter