Briefings
Week InAdvance: May 26, 2015
- By: admin
- On: 05/26/2015 10:02:56
- In: Week InAdvance
Wall Street's self-regulator and the industry it oversees gather in Washington this week to debate regulatory priorities including measures that would require brokers to disclose markups on bond sales. FINRA officials will discuss a rule proposal that would require broker disclosure of commissions on bonds held for less than a day. Officials also will talk about recent compliance reviews of algorithmic trading strategies and electronic trading venues.
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