Briefings

Latest Derivatives Council News

Derivatives Council of the Association of Institutional INVESTORS -- At its September meeting, the Derivatives Council agreed to form a clearinghouse of outstanding regulatory issues currently affecting the interests of asset managers with respect to swaps and derivatives.

DERIVATIVES RULEMAKING: Security-Based Swap Dealer and Major Security-Based Swap Participant

SEC Final Rule: Application of Security-Based Swap Dealer and Major Security-Based Swap Participant Definitions to Cross-Border Security-Based Swap Activities; Republication (79 FR 47277)

Publication Date: 8/12/2014
Effective Date: 9/8/2014

Derivatives InBrief: July 15, 2014

Read monthly updates on derivatives-related industry headlines and Congressional and agency actions.
UPDATED AS OF Friday, July 11, 2014

Derivatives InBrief: June 6, 2014

Read monthly updates on derivatives-related industry headlines and Congressional and agency actions.
UPDATED AS OF Friday, June 6, 2014

CFTC Roundtable Report

We wanted to let you know that today, March 18, 2014, the Commodity Futures Trading Commission (“CFTC” or “Commission”) held a public roundtable to discuss risk management practices of commodity pool operators (“CPOs”).  The roundtable discussion broadly focused on the following topics: (1) the impact of the Volcker Rule; (2) risk management for direct investment funds (“DIFs”); (3) risk management for funds of funds (“FOFs”); and (4) industry best practices.
 
 
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