Briefings

Webcast: FINRA's Pivotal Role With Regard to Regulating the U.S. Securities Markets

Remarks by FINRA @ AII Event -- Bill Wollman, Executive Vice President of FINRA, was the keynote speaker at an Association of Institutional INVESTORS membership meeting on June 26th in Boston, MA.

In his remarks, Mr. Wollman shared insights on FINRA's pivotal role with regard to regulating the U.S. securities markets. Also, Bill provided our membership with a comprehensive analysis of the salient policy issues which FINRA's regulatory team has delineated in order to develop an effective MBS margining mechanism for all market participants.

Market Practices Council Meeting Recap

Laserlike Focus on Market Practices - Market Practices Council Chair Steve Chittenden of Loomis Sayles was the moderator of an Association-sponsored event on June 26th that has sharpened the buy-side's focus on implementing several pivotal regulatory reform policy initiatives.
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